SFC Licences of PADER Stephane Michel Jacob
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BGC Securities (Hong Kong) LLC | RE | 2 | 09 April 2021 | |
BGC Securities (Hong Kong) LLC | RE | 1 | 09 April 2021 | |
GFI (HK) Securities L.L.C. | RE | 7 | 27 July 2020 | |
GFI (HK) Securities L.L.C. | RE | 2 | 23 June 2020 | |
GFI (HK) Securities L.L.C. | RE | 1 | 23 June 2020 | |
OTCex Hong Kong Limited | RE | 2 | 30 November 2018 | 28 May 2020 |
OTCex Hong Kong Limited | RE | 1 | 30 November 2018 | 28 May 2020 |