SFC Licences of TAN Lok Him 陳樂謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 24 March 2022 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 24 March 2022 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 08 March 2022 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 08 March 2022 | |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 11 February 2021 | 28 February 2022 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 20 November 2018 | 28 February 2022 |