SFC Licences of JI Yuan 吉源
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 6 | 24 May 2021 | |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 23 November 2018 | 16 April 2021 |