SFC Licences of HU Jie 胡洁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Schroder Investment Management (Hong Kong) Limited | RE | 4 | 23 September 2021 | |
Schroder Investment Management (Hong Kong) Limited | RE | 1 | 23 September 2021 | |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 04 December 2018 | 24 August 2021 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 04 December 2018 | 24 August 2021 |