SFC Licences of LAU Chi Him, Christopher 柳智謙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 6 | 15 October 2021 | |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 15 October 2021 | |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 15 October 2021 | |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 | RE | 1 | 30 November 2018 | 20 August 2021 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 | RE | 4 | 30 November 2018 | 20 August 2021 |
| Houlihan Lokey (China) Limited 華利安諾基(中國)有限公司 | RE | 6 | 30 November 2018 | 20 August 2021 |