SFC Licences of CHIM Dixon 詹德舜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 16 June 2022 | 30 June 2023 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 16 June 2022 | 30 June 2023 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 4 | 28 April 2022 | 30 June 2023 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 28 April 2022 | 30 June 2023 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 4 | 30 November 2018 | 19 February 2022 |
| Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司 | RE | 1 | 30 November 2018 | 19 February 2022 |