SFC Licences of LI Lyuzhi 李律志
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 4 | 21 October 2021 | 14 November 2022 |
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 21 October 2021 | 14 November 2022 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 5 | 01 December 2020 | 29 April 2021 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 4 | 01 December 2020 | 29 April 2021 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 2 | 05 November 2020 | 29 April 2021 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 05 November 2020 | 29 April 2021 |
Shanxi Securities International Futures Limited 山證國際期貨有限公司 | RE | 2 | 19 June 2019 | 24 October 2020 |
Shanxi Securities International Limited 山證國際證券有限公司 | RE | 1 | 19 June 2019 | 24 October 2020 |
Longrun Financial Group Limited 朗潤金融集團有限公司 | RE | 2 | 07 December 2018 | 31 May 2019 |