SFC Licences of IP Ho Ting 葉昊渟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Core Pacific - Yamaichi Asset Management Limited 京華山一資產管理有限公司 | RE | 9 | 06 February 2023 | |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 4 | 27 September 2021 | |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 27 September 2021 | |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 04 December 2018 | 03 September 2021 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 04 December 2018 | 03 September 2021 |