SFC Licences of LAU Sum Yi 劉心怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| iCapital Hong Kong Limited | RO | 4 | 11 October 2023 | |
| iCapital Hong Kong Limited | RO | 1 | 11 October 2023 | |
| iCapital Hong Kong Limited | RE | 4 | 10 October 2023 | 11 October 2023 |
| iCapital Hong Kong Limited | RE | 1 | 10 October 2023 | 11 October 2023 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 | RE | 4 | 04 December 2018 | 12 November 2021 |
| Ping An of China Asset Management (Hong Kong) Company Limited 中國平安資產管理(香港)有限公司 | RE | 1 | 04 December 2018 | 12 November 2021 |