SFC Licences of GAO Ge 高歌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 08 November 2022 | 28 November 2023 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 27 June 2022 | 28 November 2023 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 27 June 2022 | 28 November 2023 |
| TFI Capital Limited 天風國際資本市場有限公司 | RE | 6 | 01 March 2021 | 10 May 2022 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RE | 1 | 23 August 2019 | 10 May 2022 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 4 | 07 December 2018 | 07 August 2019 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 1 | 07 December 2018 | 07 August 2019 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 | RE | 9 | 07 December 2018 | 07 August 2019 |
| Yunfeng Asset Management Limited 雲鋒資產管理有限公司 | RE | 9 | 07 December 2018 | 07 August 2019 |
| Yunfeng Securities Limited 雲鋒證券有限公司 | RE | 1 | 07 December 2018 | 07 August 2019 |
| Yunfeng Securities Limited 雲鋒證券有限公司 | RE | 4 | 07 December 2018 | 07 August 2019 |