SFC Licences of ZUO Peijing 左培婧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 16 April 2021 | 18 September 2023 |
| UBS Securities Asia Limited | RE | 1 | 06 December 2018 | 19 January 2021 |
| UBS Securities Asia Limited | RE | 2 | 06 December 2018 | 19 January 2021 |
| UBS Securities Hong Kong Limited | RE | 1 | 06 December 2018 | 19 January 2021 |
| UBS Securities Hong Kong Limited | RE | 7 | 06 December 2018 | 19 January 2021 |