SFC Licences of LI Kai Yuen 李佳原
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 13 September 2022 | |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 13 September 2022 | |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 4 | 28 June 2022 | |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 2 | 28 June 2022 | |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 28 June 2022 | |
| Vontobel Limited 瑞萬通博有限公司 | RE | 1 | 26 February 2021 | 13 June 2022 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 16 May 2019 | 11 December 2020 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 16 May 2019 | 11 December 2020 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 18 December 2018 | 08 March 2019 |