SFC Licences of HO Ho Yin 何浩賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Asset Management Limited 海通國際資產管理有限公司 | RE | 9 | 27 September 2021 | |
Haitong International Asset Management Limited 海通國際資產管理有限公司 | RE | 5 | 27 September 2021 | |
Haitong International Asset Management Limited 海通國際資產管理有限公司 | RE | 4 | 27 September 2021 | |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 16 October 2019 | 17 March 2020 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 14 August 2019 | 17 March 2020 |
Haitong International Research Limited 海通國際研究有限公司 | RE | 4 | 21 December 2018 | 25 July 2019 |