SFC Licences of WANG Yao 王瑤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Regents Capital Limited | RE | 9 | 17 August 2021 | |
| Yong Rong (HK) Asset Management Limited 涌容(香港)資產管理有限公司 | RE | 9 | 25 February 2021 | 13 May 2021 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 18 December 2020 | 11 February 2021 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 9 | 09 October 2020 | 11 February 2021 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 09 October 2020 | 11 February 2021 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 | RE | 5 | 31 October 2019 | 22 June 2020 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 | RE | 4 | 31 October 2019 | 22 June 2020 |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 | RE | 9 | 22 January 2019 | 22 June 2020 |