SFC Licences of XU Lu 許璐
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RO | 4 | 20 March 2024 | |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RO | 1 | 20 March 2024 | |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 4 | 13 March 2024 | 20 March 2024 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 13 March 2024 | 20 March 2024 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RO | 4 | 10 January 2023 | 12 January 2024 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RO | 1 | 10 January 2023 | 12 January 2024 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 5 | 05 March 2020 | 12 January 2024 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 2 | 05 March 2020 | 12 January 2024 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 4 | 09 January 2019 | 10 January 2023 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 09 January 2019 | 10 January 2023 |