SFC Licences of GAO Fang 高放

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HC Securities (HK) Limited 海川證券(香港)有限公司 RO 9 06 September 2023
HC Securities (HK) Limited 海川證券(香港)有限公司 RE 9 03 July 2023 06 September 2023
HC Securities (HK) Limited 海川證券(香港)有限公司 RO 4 03 July 2023
HC Securities (HK) Limited 海川證券(香港)有限公司 RO 1 03 July 2023
CR Wealth and Asset Management Limited 華興財富資產管理有限公司 RE 9 18 May 2021 02 August 2022
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RE 4 29 April 2020 02 August 2022
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RE 1 29 April 2020 02 August 2022
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 RO 1 24 September 2019 01 April 2020
Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 RE 2 26 June 2019 01 April 2020
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 RE 4 26 June 2019 01 April 2020
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 RE 1 26 June 2019 24 September 2019
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司 RE 2 24 December 2018 26 April 2019
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 24 December 2018 26 April 2019
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 24 December 2018 26 April 2019