SFC Licences of WU Yanwan 吳艷婉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 05 March 2021 | |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 05 March 2021 | |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 04 February 2021 | |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 | RE | 1 | 15 October 2020 | 31 December 2020 |
| SPDB International Capital Limited 浦銀國際融資有限公司 | RE | 6 | 28 December 2018 | 19 July 2020 |
| SPDB International Capital Limited 浦銀國際融資有限公司 | RE | 1 | 28 December 2018 | 19 July 2020 |