SFC Licences of ZHANG Kuo 張擴

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 5 30 October 2019 26 June 2021
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 4 30 October 2019 26 June 2021
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 2 30 October 2019 26 June 2021
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 RE 1 30 October 2019 26 June 2021
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 11 January 2019 28 February 2019