SFC Licences of ZHANG Kuo 張擴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 5 | 30 October 2019 | 26 June 2021 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 30 October 2019 | 26 June 2021 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 2 | 30 October 2019 | 26 June 2021 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 30 October 2019 | 26 June 2021 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 11 January 2019 | 28 February 2019 |