SFC Licences of YAO Zheng 姚正
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 18 October 2023 | |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 18 October 2023 | |
CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 18 October 2023 | |
Fulbright Securities Limited 富昌證券有限公司 | RE | 4 | 14 September 2021 | 26 September 2023 |
Fulbright Asset Management Limited 富昌資產管理有限公司 | RE | 9 | 25 March 2019 | 26 September 2023 |
Fulbright Securities Limited 富昌證券有限公司 | RE | 1 | 15 February 2019 | 26 September 2023 |
Fulbright Futures Limited 富昌期貨有限公司 | RE | 2 | 15 February 2019 | 26 September 2023 |