SFC Licences of YAO Zheng 姚正

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Securities Limited 招銀國際證券有限公司 RE 4 18 October 2023
CMB International Securities Limited 招銀國際證券有限公司 RE 1 18 October 2023
CMB International Futures Limited 招銀國際期貨有限公司 RE 2 18 October 2023
Fulbright Securities Limited 富昌證券有限公司 RE 4 14 September 2021 26 September 2023
Fulbright Asset Management Limited 富昌資產管理有限公司 RE 9 25 March 2019 26 September 2023
Fulbright Securities Limited 富昌證券有限公司 RE 1 15 February 2019 26 September 2023
Fulbright Futures Limited 富昌期貨有限公司 RE 2 15 February 2019 26 September 2023