SFC Licences of ZHAO Baoming 趙宝明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SPDB International Investment Management Limited 浦銀國際投資管理有限公司 | RE | 9 | 13 March 2024 | |
SPDB International Securities Limited 浦銀國際證券有限公司 | RE | 1 | 08 December 2021 | 01 February 2024 |
SPDB International Capital Limited 浦銀國際融資有限公司 | RE | 1 | 10 January 2019 | 01 February 2024 |
SPDB International Capital Limited 浦銀國際融資有限公司 | RE | 6 | 10 January 2019 | 01 February 2024 |