SFC Licences of ZHAO Baoming 趙宝明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
SPDB International Investment Management Limited 浦銀國際投資管理有限公司 RE 9 13 March 2024
SPDB International Securities Limited 浦銀國際證券有限公司 RE 1 08 December 2021 01 February 2024
SPDB International Capital Limited 浦銀國際融資有限公司 RE 1 10 January 2019 01 February 2024
SPDB International Capital Limited 浦銀國際融資有限公司 RE 6 10 January 2019 01 February 2024