SFC Licences of XIE Boji 謝帛芰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 20 July 2023 | |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 20 July 2023 | |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 4 | 21 January 2019 | 14 June 2023 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 21 January 2019 | 14 June 2023 |
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 6 | 21 January 2019 | 14 June 2023 |
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 1 | 21 January 2019 | 14 June 2023 |