SFC Licences of XIA Yicong 夏弈聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 17 June 2021 | 21 February 2024 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 17 June 2021 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 14 January 2019 | 19 March 2021 |