SFC Licences of SUM Pik Yee, Jenny 岑碧儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Value Partners Hong Kong Limited 惠理基金管理香港有限公司 | RE | 9 | 09 March 2022 | 20 May 2022 |
Value Partners Hong Kong Limited 惠理基金管理香港有限公司 | RE | 4 | 09 March 2022 | 20 May 2022 |
Value Partners Hong Kong Limited 惠理基金管理香港有限公司 | RE | 1 | 09 March 2022 | 20 May 2022 |
Value Partners Limited 惠理基金管理公司 | RE | 9 | 09 March 2022 | 20 May 2022 |
Value Partners Limited 惠理基金管理公司 | RE | 4 | 09 March 2022 | 20 May 2022 |
Value Partners Limited 惠理基金管理公司 | RE | 1 | 09 March 2022 | 20 May 2022 |
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 17 April 2020 | 19 November 2021 |
HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 | RE | 3 | 16 January 2019 | 13 March 2020 |
HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 | RE | 1 | 16 January 2019 | 13 March 2020 |
HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 | RE | 2 | 16 January 2019 | 13 March 2020 |