SFC Licences of WANG Yan 王琰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 | RE | 4 | 11 January 2021 | 31 July 2022 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 | RE | 1 | 11 January 2021 | 31 July 2022 |
| First Prosperous Capital Company Limited 瀚盛資本有限公司 | RE | 6 | 12 May 2020 | 04 January 2021 |
| First Prosperous Capital Company Limited 瀚盛資本有限公司 | RE | 1 | 12 May 2020 | 04 January 2021 |
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 | RE | 9 | 12 May 2020 | 04 January 2021 |
| First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 | RE | 4 | 12 May 2020 | 04 January 2021 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 | RE | 1 | 20 May 2019 | 26 March 2020 |
| Central Wealth Futures Limited 中達期貨有限公司 | RE | 2 | 20 May 2019 | 26 March 2020 |
| Central Wealth Futures Limited 中達期貨有限公司 | RE | 5 | 20 May 2019 | 26 March 2020 |
| Central Wealth Asset Management Limited 中達資產管理有限公司 | RE | 4 | 25 February 2019 | 26 March 2020 |
| Central Wealth Asset Management Limited 中達資產管理有限公司 | RE | 9 | 25 February 2019 | 26 March 2020 |