SFC Licences of TANG Xudong 湯煦冬
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 | RE | 9 | 15 April 2021 | 30 July 2021 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 | RE | 5 | 15 April 2021 | 30 July 2021 |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 | RE | 4 | 15 April 2021 | 30 July 2021 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 9 | 15 April 2021 | 30 July 2021 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 4 | 15 April 2021 | 30 July 2021 |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 1 | 15 April 2021 | 30 July 2021 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 23 January 2019 | 22 May 2020 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 23 January 2019 | 22 May 2020 |