SFC Licences of CHOW Wing Yan 周詠恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Schroder Investment Management (Hong Kong) Limited | RE | 9 | 16 November 2021 | 30 August 2022 |
Schroder Investment Management (Hong Kong) Limited | RE | 4 | 16 November 2021 | 30 August 2022 |
Schroder Investment Management (Hong Kong) Limited | RE | 1 | 16 November 2021 | 30 August 2022 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 21 January 2019 | 30 September 2021 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 21 January 2019 | 30 September 2021 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 21 January 2019 | 30 September 2021 |
HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 21 January 2019 | 30 September 2021 |
HSBC Investment Funds (Hong Kong) Limited | RE | 4 | 21 January 2019 | 30 September 2021 |
HSBC Investment Funds (Hong Kong) Limited | RE | 9 | 21 January 2019 | 30 September 2021 |