SFC Licences of LIU Wenshu 劉雯蜀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 15 September 2020 | 16 September 2020 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 06 September 2019 | 13 September 2019 |