SFC Licences of LIU Wenshu 劉雯蜀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司 RE 4 15 September 2020 16 September 2020
CLSA Limited 中信里昂證券有限公司 RE 4 06 September 2019 13 September 2019