SFC Licences of YANG Chaozhong 楊朝中
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 26 July 2021 | 01 November 2023 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 26 July 2021 | 01 November 2023 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 26 July 2021 | 01 November 2023 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 29 October 2020 | 10 June 2021 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 29 October 2020 | 10 June 2021 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 29 October 2020 | 10 June 2021 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 29 October 2020 | 10 June 2021 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 | RE | 9 | 24 January 2019 | 31 May 2019 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 | RE | 4 | 24 January 2019 | 31 May 2019 |