SFC Licences of TSO Yui Tak 曹銳特
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 9 | 18 May 2022 | |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 4 | 18 May 2022 | |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 | RE | 1 | 18 May 2022 | |
| China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 | RE | 1 | 13 September 2021 | 22 October 2021 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 | RE | 4 | 13 September 2021 | 22 October 2021 |
| Sunfund Securities Limited 東皓證券有限公司 | RE | 4 | 27 May 2020 | 20 July 2021 |
| Sunfund Securities Limited 東皓證券有限公司 | RE | 1 | 27 February 2019 | 20 July 2021 |