SFC licenceholder BOB833 ZHANG Qun 張群

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 04 April 2020

Institution Role Licences Start date End date
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 19 November 2019
Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 19 November 2019
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 03 September 2019 30 October 2019
Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 03 September 2019 30 October 2019
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE [1] (Dealing in Securities) 30 January 2019 04 August 2019