SFC Licences of ZHANG Qun 張群

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Securities Limited 中銀國際證券有限公司 RE 4 27 February 2024
BOCI Securities Limited 中銀國際證券有限公司 RE 1 27 February 2024
orientiert XYZ Securities Limited RE 4 07 May 2021 31 March 2023
orientiert XYZ Securities Limited RE 2 07 May 2021 31 March 2023
orientiert XYZ Securities Limited RE 1 07 May 2021 31 March 2023
Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司 RE 2 19 November 2019 02 December 2020
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE 4 19 November 2019 02 December 2020
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE 1 19 November 2019 02 December 2020
Founder Futures (Hong Kong) Limited 方正期貨(香港)有限公司 RE 2 03 September 2019 30 October 2019
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 RE 4 03 September 2019 30 October 2019
Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司 RE 1 03 September 2019 30 October 2019
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 30 January 2019 04 August 2019