SFC Licences of YANG Zhao 楊釗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 1 | 01 September 2021 | 22 April 2022 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 31 May 2021 | 22 April 2022 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 31 May 2021 | 22 April 2022 |
| CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 31 May 2021 | 22 April 2022 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 18 May 2020 | 29 January 2021 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 15 April 2019 | 29 January 2021 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 15 April 2019 | 29 January 2021 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 08 February 2019 | 18 February 2019 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 08 February 2019 | 18 February 2019 |