SFC Licences of YANG Zhao 楊釗

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 1 01 September 2021 22 April 2022
CMB International Securities Limited 招銀國際證券有限公司 RE 4 31 May 2021 22 April 2022
CMB International Futures Limited 招銀國際期貨有限公司 RE 2 31 May 2021 22 April 2022
CMB International Securities Limited 招銀國際證券有限公司 RE 1 31 May 2021 22 April 2022
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 18 May 2020 29 January 2021
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 15 April 2019 29 January 2021
Morgan Stanley Hong Kong Securities Limited RE 2 15 April 2019 29 January 2021
Morgan Stanley Hong Kong Securities Limited RE 2 08 February 2019 18 February 2019
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 08 February 2019 18 February 2019