SFC Licences of ZHANG Shuqi 章書琦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Asset Management Limited 海通國際資產管理有限公司 | RE | 9 | 27 September 2021 | 07 December 2021 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 | RE | 5 | 27 September 2021 | 07 December 2021 |
| Haitong International Asset Management Limited 海通國際資產管理有限公司 | RE | 4 | 27 September 2021 | 07 December 2021 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 19 August 2019 | 16 March 2020 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 19 August 2019 | 16 March 2020 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RE | 4 | 13 February 2019 | 28 June 2019 |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RE | 9 | 13 February 2019 | 28 June 2019 |