SFC Licences of YU Yan 喻言
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RE | 7 | 21 January 2022 | |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 18 January 2022 | |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 18 January 2022 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 18 January 2022 | |
UBS Securities Hong Kong Limited | RE | 2 | 02 February 2021 | 05 November 2021 |
UBS Securities Hong Kong Limited | RE | 1 | 02 February 2021 | 05 November 2021 |
UBS Securities Asia Limited | RE | 2 | 02 February 2021 | 05 November 2021 |
UBS Securities Asia Limited | RE | 1 | 25 February 2019 | 05 November 2021 |