SFC Licences of ZHOU Tianyou 周天邮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 5 | 04 July 2022 | 13 September 2023 |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 04 July 2022 | 13 September 2023 |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 2 | 04 July 2022 | 13 September 2023 |
SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 04 July 2022 | 13 September 2023 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 01 March 2019 | 09 July 2021 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 01 March 2019 | 27 November 2019 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 01 March 2019 | 27 November 2019 |