SFC Licences of LI Chen 李晨

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司
RE 1 19 November 2020
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 6 19 November 2020
CLSA Limited 中信里昂證券有限公司
RE 4 19 November 2020 26 July 2021
CLSA Limited 中信里昂證券有限公司
RE 1, 4 18 February 2019 30 January 2020
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 6 18 February 2019 30 January 2020