SFC Licences of LI Chen 李晨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
RE | 1 | 19 November 2020 | |
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RE | 4, 6 | 19 November 2020 | |
| CLSA Limited 中信里昂證券有限公司 |
RE | 4 | 19 November 2020 | 26 July 2021 |
| CLSA Limited 中信里昂證券有限公司 |
RE | 1, 4 | 18 February 2019 | 30 January 2020 |
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RE | 4, 6 | 18 February 2019 | 30 January 2020 |