SFC Licences of CHHOA Catherine 蔡嘉雯

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Moelis & Company Asia Limited 美馳亞洲有限公司 RE 6 16 November 2021
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 6 25 February 2019 11 August 2021