SFC Licences of CHEN Kunjie 陳坤杰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 RE 1 20 July 2022
Vontobel (Hong Kong) Limited 瑞萬通博(香港)有限公司 RE 4 13 June 2022
UBS Securities Asia Limited RE 4 19 February 2019 06 May 2022