SFC Licences of DU Mingchong 杜明沖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 | RE | 6 | 28 November 2023 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 19 February 2019 | 27 January 2022 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 19 February 2019 | 27 January 2022 |