SFC Licences of XIE Haituo 謝海拓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 | RE | 9 | 24 January 2022 | |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 | RE | 4 | 24 January 2022 | |
| PICC Asset Management (Hong Kong) Company Limited 中國人保香港資產管理有限公司 | RE | 9 | 14 January 2021 | 14 January 2022 |
| PICC Asset Management (Hong Kong) Company Limited 中國人保香港資產管理有限公司 | RE | 4 | 14 January 2021 | 14 January 2022 |
| Holly International Asset Management Company Limited 弘業國際資產管理有限公司 | RE | 9 | 25 September 2020 | 18 December 2020 |
| Holly International Asset Management Company Limited 弘業國際資產管理有限公司 | RE | 4 | 25 September 2020 | 18 December 2020 |
| Holly International Financial Holdings Limited 弘業國際金融控股有限公司 | RE | 1 | 30 August 2019 | 18 December 2020 |
| Holly International Financial Holdings Limited 弘業國際金融控股有限公司 | RE | 2 | 18 February 2019 | 18 December 2020 |