SFC Licences of NIU Ziming 牛梓鳴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 20 March 2023 | |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 20 March 2023 | |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 4 | 27 April 2022 | |
| CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 1 | 27 April 2022 | |
| Brocade River Merchants Capital Limited 錦沄商匯資本有限公司 | RE | 1 | 27 July 2020 | 23 November 2020 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 19 February 2019 | 22 June 2020 |