SFC Licences of LU Yang 陸楊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Dragonstone Capital Management Limited 龍石資本管理有限公司 RE 9 07 June 2021
Dragonstone Capital Management Limited 龍石資本管理有限公司 RE 4 18 May 2021
Dragonstone Capital Management Limited 龍石資本管理有限公司 RE 1 18 May 2021
Quam Securities Limited 華富建業證券有限公司 RE 1 28 February 2019 10 March 2021
Quam Securities Limited 華富建業證券有限公司 RE 4 28 February 2019 10 March 2021