SFC Licences of YAMAMOTO Koji 山本幸司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 4 16 January 2024 22 January 2024
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 16 January 2024 22 January 2024
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RO 4 20 March 2023 08 September 2023
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RO 1 20 March 2023 08 September 2023
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 4 13 February 2023 20 March 2023
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 13 February 2023 20 March 2023
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 2 27 February 2019 07 March 2019
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 27 February 2019 07 March 2019