SFC Licences of YAMAMOTO Koji 山本幸司
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 16 January 2024 | 22 January 2024 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 16 January 2024 | 22 January 2024 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RO | 4 | 20 March 2023 | 08 September 2023 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RO | 1 | 20 March 2023 | 08 September 2023 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 13 February 2023 | 20 March 2023 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 13 February 2023 | 20 March 2023 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 2 | 27 February 2019 | 07 March 2019 |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 27 February 2019 | 07 March 2019 |