SFC Licences of KWOK Wing Yuet 郭永悅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Innovax Capital Limited 創陞融資有限公司 | RE | 6 | 07 March 2022 | 19 May 2023 |
| Innovax Capital Limited 創陞融資有限公司 | RE | 1 | 07 March 2022 | 19 May 2023 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 6 | 18 September 2020 | 15 September 2021 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 1 | 18 September 2020 | 15 September 2021 |
| Luk Fook Capital (HK) Limited 六福資本(香港)有限公司 | RE | 6 | 03 August 2020 | 31 August 2020 |
| Ever-Long Securities Company Limited 長雄證券有限公司 | RE | 6 | 24 June 2019 | 30 July 2020 |
| RaffAello Capital Limited | RE | 6 | 26 March 2019 | 16 June 2019 |