SFC Licences of KWAN Po Shan 關寶珊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sinocon Securities International Limited 中聯國際證券有限公司 | RO | 1 | 18 September 2023 | 04 March 2024 |
Sinocon Capital International Limited 中聯國際資本有限公司 | RO | 9 | 18 September 2023 | 04 March 2024 |
Sinocon Capital International Limited 中聯國際資本有限公司 | RO | 4 | 18 September 2023 | 04 March 2024 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 27 February 2019 | 04 July 2023 |