SFC Licences of LAI Tianxing 賴天行

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 19 October 2022
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 04 March 2019
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 6 04 March 2019