SFC Licences of YU Xinning 于馨宁
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RE | 6 | 19 August 2021 | |
| CLSA Limited 中信里昂證券有限公司 |
RE | 1 | 19 August 2021 | |
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RE | 4 | 27 July 2021 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RE | 4 | 19 March 2021 | 06 July 2021 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
RE | 1, 2 | 08 March 2019 | 19 March 2021 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
RE | 1, 7 | 08 March 2019 | 01 March 2021 |