SFC Licences of YU Xinning 于馨宁

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 6 19 August 2021
CLSA Limited 中信里昂證券有限公司
RE 1 19 August 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4 27 July 2021
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司
RE 4 19 March 2021 06 July 2021
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司
RE 1, 2 08 March 2019 19 March 2021
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司
RE 1, 7 08 March 2019 01 March 2021