SFC Licences of SHAH Sanjay Bharat
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Investment Funds (Hong Kong) Limited | RE | 4 | 26 July 2023 | 11 August 2023 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 26 July 2023 | 11 August 2023 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 26 July 2023 | 11 August 2023 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 26 July 2023 | 11 August 2023 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 07 March 2019 | 29 July 2022 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 07 March 2019 | 29 July 2022 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 07 March 2019 | 29 July 2022 |
| HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 07 March 2019 | 29 July 2022 |