SFC Licences of LO Yuk Fung 羅旭峯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 6 | 05 August 2022 | |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 05 August 2022 | |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 05 August 2022 | |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 6 | 03 September 2021 | 29 July 2022 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 1 | 03 September 2021 | 29 July 2022 |
| Quam Capital Limited 華富建業企業融資有限公司 | RE | 6 | 13 March 2019 | 15 August 2021 |
| Quam Capital Limited 華富建業企業融資有限公司 | RE | 1 | 13 March 2019 | 15 August 2021 |