SFC Licences of HUANG Lucy Jing
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 23 January 2024 | 26 January 2024 |
| UBS Securities Asia Limited | RE | 4 | 27 January 2023 | 03 February 2023 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 15 March 2019 | 19 March 2019 |