SFC Licences of GAO Yuxiang 高愈湘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RO | 4, 6 | 23 May 2022 | |
| CLSA Limited 中信里昂證券有限公司 |
RO | 1 | 23 May 2022 | |
| CLSA Limited 中信里昂證券有限公司 |
RE | 1 | 28 December 2021 | 23 May 2022 |
| CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RE | 4, 6 | 28 December 2021 | 23 May 2022 |