SFC Licences of GAO Yuxiang 高愈湘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 20 December 2022 | 08 February 2023 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 20 December 2022 | 08 February 2023 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RO | 6 | 23 May 2022 | 08 February 2023 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RO | 4 | 23 May 2022 | 20 December 2022 |
CLSA Limited 中信里昂證券有限公司 | RO | 1 | 23 May 2022 | 20 December 2022 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 28 December 2021 | 23 May 2022 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 28 December 2021 | 23 May 2022 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 28 December 2021 | 23 May 2022 |