SFC Licences of GAO Yuxiang 高愈湘

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RO 4, 6 23 May 2022
CLSA Limited 中信里昂證券有限公司
RO 1 23 May 2022
CLSA Limited 中信里昂證券有限公司
RE 1 28 December 2021 23 May 2022
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 6 28 December 2021 23 May 2022